Tag Archives: financial services

Cross-Functional Trade Surveillance

Categories: Data Warehouse Enterprise Data Hub Financial Services Governance Security Security, Risk, and Compliance

The Keystone to a Holistic Trade Surveillance Strategy Criminals don’t refer to a playbook of best practices to execute a crime. They are creative in their thinking and collaborative in their efforts (including with parties who may not know they are complicit) to obtain their objectives and avoid getting caught. Trade surveillance in the financial…

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“Comply, you must comply!” – How Nordea Bank deals with regulatory compliance

Categories: Compliance Financial Services

Regulatory compliance, like death and taxes, is something that is mandatory and the cost of doing business in the financial services industry. In fact, the only thing that’s guaranteed is that the rate of regulatory change will only continue to increase over time. How banks deal with regulatory compliance is actually changing for the better.…

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